Job Posting

Director of Legal/Compliance & CCO

  • Location: Boston, MA
  • Type: Permanent
  • Job #4880

The ideal candidate is an experienced compliance professional from the PE or VC space, or more broadly from a stand-alone asset manager or a platform of a larger institution, who is an authority on the regulatory requirements governing these businesses, including SEC regulatory requirements. The ideal candidate will have had early training at a top tier law firm in the corporate finance, investment management and/or private fund sectors, followed by in-house legal and / or compliance experience addressing US regulatory and compliance obligations.  The ideal candidate will have most or all of the following knowledge and experience:

  •  Expert knowledge of the applicable SEC regulations, AML/KYC and related anti-     corruption laws and regulations
  •  Experience managing or working on an SEC examination
  •  Familiarity with compliance software tools
  •  Experience with Private Funds’ structure and management
  •  Experience with Venture/PE backed investment transactions
  •  Law degree strongly preferred
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